This unit describes the skills and knowledge required to identify industry professional approaches to procedures, guidelines, policies and standards, including ethical requirements, and to model and meet expectations of these in all aspects of work.
It applies to individuals who work in senior roles in the financial services industry and underpins other specialist units used in all sectors of the industry.
Work functions in the occupational areas where this unit may be used are subject to regulatory requirements. Refer to the FNS Implementation Guide Companion Volume or the relevant regulator for specific guidance on requirements.
| Mapping | Notes | Date |
|---|---|---|
| Supersedes and is equivalent to FNSINC401A - Apply principles of professional practice to work in the financial services industry | Updated to meet Standards for Training Packages | 25/Mar/2015 |
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